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Home » Online Help » Why do profiles that were migrated from the ‘Disciplined list’ have duplicate regulatory actions under the ‘Disciplinary action’ tab?
Why do profiles that were migrated from the ‘Disciplined list’ have duplicate regulatory actions under the ‘Disciplinary action’ tab?
If the profile was subject to a trading ban, the same order existed separately on the legacy CTO Database and the legacy ‘Disciplined list’ before the implementation of SEDAR+. The duplicate regulatory actions represent the separate data that was migrated from the ‘Disciplined list‘ and the CTO Database.
Last updated on: March 28, 2024