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What information is public on a third party filer profile for an individual?

The following information is public:

  • Regulatory actions
  • Full legal name
    • Effective from date *
  • Other name(s)
  • Previous name(s)
    • Effective up to date *
  • Name identified by Regulator

*Note the ‘Effective from date’ pertains to the date the name was changed, if applicable. The ‘Effective up to’ date is the date the previous name was in effect until changed. The individual’s date of birth should not be entered as this is publicly displayed.

Last updated on: October 15, 2024


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