- General Help
- User and Organization
- Profiles
-
Filings
- Create a Filing
- Maintain a Filing
- Filing Authority
- View a Filing
- General FAQs about Filings
- Third Party Filings and Securities Acquisitions FAQs
- Filing Inventory
- Securities Offerings Filings FAQs
- Applications, Pre-Filings & Waivers FAQs
- Exempt Market Offerings FAQs
- Continuous Disclosure Filings FAQs
- Fees, Payments and Refunds
- Regulatory action
- Guides and Resources
- FAQs
What can we help you with today?
What information is public on a third party filer profile for an individual?
The following information is public:
- Regulatory actions
- Full legal name
- Effective from date *
- Other name(s)
- Previous name(s)
- Effective up to date *
- Name identified by Regulator
*Note the ‘Effective from date’ pertains to the date the name was changed, if applicable. The ‘Effective up to’ date is the date the previous name was in effect until changed. The individual’s date of birth should not be entered as this is publicly displayed.
Last updated on: October 15, 2024