- General Help
- User and Organization
- Profiles
-
Filings
- Create a Filing
- Maintain a Filing
- Filing Authority
- View a Filing
- General FAQs about Filings
- Third Party Filings and Securities Acquisitions FAQs
- Filing Inventory
- Securities Offerings Filings FAQs
- Applications, Pre-Filings & Waivers FAQs
- Exempt Market Offerings FAQs
- Continuous Disclosure Filings FAQs
- Fees, Payments and Refunds
- Regulatory action
- Guides and Resources
- FAQs
What can we help you with today?
When should I select ‘Pending’ in the ‘Reporting issuer?’ field?
You should select ‘Pending’ if the company or investment fund is in the process of submitting documents, such as a prospectus, that could lead to the issuer becoming a reporting issuer. If you select ‘No’ in the ‘Reporting issuer?’ field, the prospectus filing types will not be available for selection.
Last updated on: March 28, 2024