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Filings
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- Filing Authority
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- General FAQs about Filings
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- Applications, Pre-Filings & Waivers FAQs
- Exempt Market Offerings FAQs
- Continuous Disclosure Filings FAQs
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General help for filing authority
A user is permitted to create a new filing for an issuer if the user has the following three levels of authority:
- the organization the user belongs to has profile authority for that issuer
- Refer to Requesting Authority for an Existing Profile for additional information.
- the organization has been assigned the applicable filing(s) role (e.g. Securities offerings)
- the user’s account has authority to create the same filing(s) role
Last updated on: October 10, 2024