- General Help
- User and Organization
- Profiles
-
Filings
- Create a Filing
- Maintain a Filing
- Filing Authority
- View a Filing
- General FAQs about Filings
- Third Party Filings and Securities Acquisitions FAQs
- Filing Inventory
- Securities Offerings Filings FAQs
- Applications, Pre-Filings & Waivers FAQs
- Exempt Market Offerings FAQs
- Continuous Disclosure Filings FAQs
- Fees, Payments and Refunds
- Regulatory action
- Guides and Resources
- FAQs
Home » Online Help » Why is a non-reporting issuer being asked to identify a principal regulator when filing a report of exempt distribution (Form 45-106F1)?
Why is a non-reporting issuer being asked to identify a principal regulator when filing a report of exempt distribution (Form 45-106F1)?
It is necessary to identify a principal regulator to ensure that the system fee for the report of exempt distribution is allocated to that jurisdiction.
Last updated on: March 28, 2024