Home » Online Help » When filing a report of exempt distribution do I need authority over the issuer profile when filing as an underwriter?

When filing a report of exempt distribution do I need authority over the issuer profile when filing as an underwriter?

No. When creating a report of exempt distribution filing with either a company or third party profile that indicates the filer is an underwriter, the system will ask if you are filing as an underwriter on behalf of another. Select ‘Yes’, search for the issuer and select ‘Use this profile’.

Last updated on: March 28, 2024


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