- General Help
- User and Organization
- Profiles
-
Filings
- Create a Filing
- Maintain a Filing
- Filing Authority
- View a Filing
- General FAQs about Filings
- Third Party Filings and Securities Acquisitions FAQs
- Filing Inventory
- Securities Offerings Filings FAQs
- Applications, Pre-Filings & Waivers FAQs
- Exempt Market Offerings FAQs
- Continuous Disclosure Filings FAQs
- Fees, Payments and Refunds
- Regulatory action
- Guides and Resources
- FAQs
Home » Online Help » Will a report of exempt distribution certified by an underwriter be applied to both the underwriter and issuer profiles?
Will a report of exempt distribution certified by an underwriter be applied to both the underwriter and issuer profiles?
Yes. The report of exempt distribution filing will appear on both the issuer profile and the underwriter profiles. A search for the filing will only return one instance of the filing and will include the text ‘underwriter filing’ below the filing link.
Last updated on: March 28, 2024