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Information FAQs about applications, pre-filings and waivers

How will an application, pre-filing or waiver application originally filed outside of SEDAR be processed?

What applications, pre-filings and waiver applications should be filed on SEDAR+ in Phase 1?

How does a party apply for an exemption from an instrument or rule, that is included in Phase 1 of SEDAR+, if the required exemption is not included in the SEDAR+ drop-down selection?

Should the prospectus filings contemplated under CSA Staff Notice 43-310 be made over SEDAR+?

How do I create an application, pre-filing or waiver application for an investment fund or investment fund group?

Do I need to create an application under multiple profiles when it relates to several companies/ investment funds/third-party filers?

How should I file a waiver application?

When should I answer ‘yes’ to the question ‘is this an expedited application?’ in the submission details section?

What type of electronic format is available for document types related to Applications, Pre-filings and Waiver Applications?

What past decisions will be available in SEDAR+?

How do I search for a previous decision when making an application filing?

Can an application or a pre-filing be linked to a filing?

Why are certain exemptive relief categories/sections not available for selection for waiver applications?

Why did I get an error message that there is no available instrument/rule for selection for certain exemptive relief categories?

Where do I file draft financial statements for pre-filings?

Which principal regulator should I select for a Local Application?

Why is ‘Local Exemptive Relief’ not available for selection as an exemptive relief category?

Will application materials be turned public on SEDAR+?

Will I be charged a fee if I select ‘yes’ to the question ‘requesting confidentiality?’ in the submission details section and what should I be aware about when I request confidentiality? 

What if my Application includes one element that is required to be submitted via SEDAR+, and one element that is required to be submitted outside SEDAR+?

What is the difference between ‘Jurisdiction(s) where filed’ and ‘Jurisdiction(s) where applies’?

Last updated on: March 28, 2024


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