Filings
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Create an Annual Financial Statement Filing
This course covers how to file a Continuous Disclosure-type filing using an Annual Financial Statement as a representative example.
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Create an Annual Management Report of Fund Performance Filing
This course covers how to file a Continuous Disclosure-type filing using a representative example.
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Create a Non-IF Short Form Prospectus Filing for a Co.
This course covers how to file a non-Investment Fund Securities Offering-type filing using a representative example.
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Create an IFG Long Form Prospectus Filing
This course covers how to file a Investment Fund Securities Offering-type filing using a representative example.
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Create or Maintain a Resale of Securities Filing (NI-45-102)
This course covers how to file a Third-Party-type filing (resale of securities) using a representative example.
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Create a Take-Over Bid Filing
This course covers how to file a Third-Party-type filing (Take-Over Bid) using a representative example.
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Create and Amend a Report of Exempt Distribution (RED)
This course covers how to create and file, and amend a Report of Exempt Distribution (RED).
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Maintain an Annual Financial Statement Filing
This course covers how to change or update (maintain) a Continuous Disclosure-type filing (Annual Financial Statement) using a representative example.
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Request, Approve or Grant Authority Over an Existing Filing
This course covers how to request and approve authority over an existing filing for which you do not currently have authority, or for a filer to grant authority to a filing agent over an existing filing.