Home » Online Help » Regulatory action » View Defaults, Cease Trade Orders, Disciplinary Actions or Temporary Orders on a profile

View Defaults, Cease Trade Orders, Disciplinary Actions or Temporary Orders on a profile

For information about viewing the defaults, cease trade orders, disciplinary actions or temporary orders on a specific profile, click on each of the following two links: 

Regulatory action flags on a profile 

View regulatory action details on a profile

Last updated on: July 9, 2024


Scroll to Top
SEDAR+ will be unavailable due to scheduled maintenance from 8:00 a.m. ET to 11:59 p.m. ET on September 20. Due to National Registration Database (NRD) maintenance, the NRD lookup in SEDAR+ will be unavailable from 7:00 a.m. ET to 11:59 p.m. ET on September 21.
This is default text for notification bar