Home » Online Help » Why do the notifications for cease trade orders and disciplinary actions sometimes include the same regulatory action?

Why do the notifications for cease trade orders and disciplinary actions sometimes include the same regulatory action?

In some instances, a disciplinary action will include a cease trade sanction (ban trading BY or ban trading OF). In these cases, the regulatory action will appear in both the cease trade order and Disciplined list’ search. The same regulatory action will also be included in the email notifications for both cease trade orders and disciplinary actions.

 

Last updated on: March 28, 2024


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