When do I receive an email about a cease trade order or disciplinary action?

A notification is typically sent out by the system at one of the following times if a cease trade order or disciplinary action is issued before the respective notification cycle: 6:30 ET, 6:50 ET, 7:10 ET, 7:30 ET 7:50 ET, 17:30 ET, 17:50 ET, 18:10 ET, 18:30 ET, 18:50 ET 19:10 ET, 19:30 ET, 19:50 ET, 20:10 ET, 20:30 ET or 23:50 ET.

In certain rare situations a securities regulatory authority will need to publish a cease trade order or disciplinary action during market hours. In these situations, a notification will be received immediately upon publication.