Home » Online Help » If an enforcement department issues a cease trade order against a reporting issuer, will it be reflected on the reporting issuers list?

If an enforcement department issues a cease trade order against a reporting issuer, will it be reflected on the reporting issuers list?

Yes. Cease trade orders issued by any ruling body and posted on SEDAR+ against a reporting issuer will trigger an “Active cease trade order” flag on the reporting issuer’s profile. The result is a “Yes” appearing under the “Active cease trade order” column on the reporting issuers Llist. This includes cease trade orders issued by an enforcement department of a securities regulatory authority.

Last updated on: March 28, 2024


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